Disclosure/Regulatory Filings

IRI can file your regulatory filings that help fulfill your disclosure obligations leaving you more time to concentrate on running your business.

Independent Review Inc. can assist you with all your disclosure and regulatory filings with the applicable provincial and federal entities. We have the capabilities to ensure that your disclosure obligations are fulfilled.  Please see below our capabilities:

  • Regulatory Filings on:
    • National Registration Database (NRD)
    • System of Electronic Disclosure by Insiders (SEDI)
    • System for Electronic Document Analysis and Retrieval (SEDAR)
    • TSXSecureFile
  • Continuous Disclosure for Prospectus Funds (NI 81-101 & NI 81-107):
    • Annual Information Forms
    • Simplified Prospectus
    • Management Report of Fund Performance
    • Annual/Semi-Annual Financials
    • Compliance Reports
    • Personal Information Forms (PIFs) – listed funds
    • Annual Report to Securityholders, etc.
  • Private Placement (OM) Documents:
    • Regulatory Filings for OM products  (i.e. annual accredited investors filings)
    • Offering Memorandum Exemption - Converting standard OM to OM Exemption Format
    • Declaration of Trusts
    • Subscription Documents - investment instruction booklet and investment application forms
  • Prepare and Issue News Releases throughout Canada & US
Let IRI assist you with the administration of these tasks so that you can focus on growing your business.

Get Free Resources
or call +1 416-849-1928

Contact

Independent Review Inc.
175 Bloor Street East
Suite 1316, North Tower
Toronto, ON M4W 3R8
Canada
  • +1 416-849-1928
  • +1 416-913-1315

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